Documents and Publications

This report analyses the preparedness of persons professionally arranging transactions (PPATs) to detect and report suspicious behaviour. PPATs are trading intermediaries such as energy exchanges, organised market places (OMPs) or brokers, who arrange or facilitate transactions in wholesale energy products.

This report focuses on national regulatory authorities’ (NRAs’) analysis of suspicious transaction and order reports (STORs) submitted by PPATs, their enforcement actions and penalties.